oral literature

oral literature, the standard forms (or genres) of literature found in societies without writing. The term oral literature is also used to describe the tradition in written civilizations in which certain genres are transmitted by word of mouth or are confined to the so-called folk (i.e., those who are “unlettered,” or do not use writing).

Oral literature is, arguably, the best phrase available for describing these two senses. The term oral covers both, but these two meanings should be distinguished. While certain forms, such as the folktale, continue to exist, especially among the unlettered component of complex societies, what might also be called oral tradition (or folk literature) is inevitably influenced by the elite written culture. The term literature also poses problems because it is ultimately derived from the Latin littera, “letter,” essentially a written, indeed alphabetic, concept. Among scholars, the phrases standardized oral forms and oral genres have been suggested in place of oral literature, but, since the word literature is so widely used, it has to be reckoned with, even though it is essential to recall the major differences between the two registers, oral and written, as well as the way in which the latter influences the spoken word.

The relation of speech to writing

Because writing is an additional register to speech, writing’s advent has an important influence on speech. Writing’s effects have been dramatic on society generally, but, for much of the vast span of recorded history, writing and reading were confined to a small, elite minority of a population, while a large proportion of people continued to depend on oral communication alone. In many cases these two traditions existed side by side. Such a combination creates problems for the analysis of the various genres or oral literature, for there is a tendency today to read back the characteristics of literate literature (such as the use of a narrative structure) into purely oral genres. Written literature is never simply a matter of writing down what already exists; a myth or story is always changed in being “transcribed” and takes its place among a set of new genres as well as among modifications of old ones.

The term folklore generally refers to certain of the spoken (or nonwritten) activities of complex literate cultures where only a minority can read and write and where the rest are illiterate, a frequent situation of the peasantry in the post-Bronze Age cultures of Europe and Asia especially. While these activities have some links with parallel ones in purely oral cultures, they are inevitably influenced by the always-dominant literary modes, especially those related to the major (written) religions. (Folklore is largely confined to the exposition of peripheral beliefs.) But even the forms taken by genres such as the epic can influence folklore.

It is clear that, in societies with writing, a great deal of communication—including communication that takes literary forms—is still done by word of mouth. Not only is this an aspect of all human intercourse, but it was inevitably the case until near-universal literacy was achieved in Europe during the last quarter of the 19th century. Until that time, literature had to be oral for the large part of the population. That did not mean oral literature was uninfluenced by the written word. Indeed, some of the oral communication consisted in the repetition of written texts, as when lessons from the Bible were preached to an unlettered populace. A written epic, as was the case with the Hindu Vedas or the works of Homer, might be learned by heart and recited to the population at large, by priests in the former case and by the rhapsodes in the latter. Of course a society with writing might inherit some genres, such as folktales, largely unchanged from an earlier, purely oral culture whereas other genres, such as the epic, would undergo a sea change.

Part of the influence of the written word on speech consisted in the development not of oratory but of its formal counterpart, rhetoric, with its explicit body of rules. Specialists in the spoken word might achieve fame and be rewarded for their appearance in presenting a case at court. More directly in the field of the arts, specialist reciters, especially of praise songs but also of epics and other lengthy recitations, might be recompensed for their contributions, either as freelance performers or as professionals.

Many early written forms, such as the Breton lays, draw their subject matter from spoken genres, though inevitably transformations take place in the face of the new media. There has also been a good deal of exchange between coexistent folk and written (elite) literature. Homer’s poems incorporated “popular” tales, for example, as did the Anglo-Saxon Beowulf, although these transfers are as much between genres as between the registers of speech and writing, akin to when popular melodies, such as the bourrée of rural France, were taken up by those composing elite music in the urban courts of 17th-century Europe.